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All’s fair in love and war

The title to this post is incorrect. The concept of war crime shows this. I have written elsewhere that legal proceedings are not a search for truth. Nevertheless, in legal proceedings, as in war, there are limits to restrain the parties.

The Supreme Court marked its disapproval of failures by lawyers for the Defendant in Philp v Ryan and Bon Secours [2004] IESC. The court found that the 1st Defendant had altered his clinical notes. As altered, they appeared to show that the Plaintiff was to have a PSA test in 6 weeks. In fact no provision was made for such a test. The Plaintiff, who was suffering from prostate cancer, was misdiagnosed by the 1st Defendant. Eight months later the Plaintiff discovered the misdiagnosis and issued proceedings pleading that his life expectancy was reduced due to the Defendants’ negligence.

The 1st Defendant misled his lawyers and medical advisors. Consequently the Defendants’ defence was to the effect that the Plaintiff was responsible for the loss of eight months treatment and not the 1st Defendant.

Almost on the eve of the proceedings commencing, the 1st Defendant informed his lawyers what he had done. They did not correct the wrong impression and understanding of the Plaintiff’s lawyers as to the defence the Defendants intended to mount. The lawyers for the 1st Defendant continued to represent, in the manner in which the defence was presented, that the Plaintiff had been advised to have a PSA test and had failed to do so. The Supreme Court found that there was at least a suspicion that there was a deliberate attempt to keep the true facts from the [High] court.

Consequently the Court awarded aggravated damages to the Plaintiff, increasing the High Court award from €45,000 to €100,000.

Yes I did! No you did’nt!

Even in the midst of happiness there is dissatisfaction. In Horan v O’ Reilly the High Court implied a term of agreement between the members of a Lotto syndicate that a member who had not paid his contribution was entitled nevertheless to a share in a winning bet.

The terms set out below, if followed, should preclude such a result.

Transcribe the precedent into Word and insert a Table at the bottom with column headings as shown.

LOTTO SYNDICATE AGREEMENT

THIS AGREEMENT sets out the terms on which the Syndicate will play the Irish National Lottery and/or the Euromillions Lottery.

1. The Syndicate Manager is ________________________________ or such successor as is unanimously agreed by the then current Members. In the absence of dishonesty no liability whatsoever shall attach to the Syndicate Manager for failure to discharge any term of this Agreement.

2. Members of the Syndicate join by signing this Agreement.

3. Membership persists thereafter (in the absence of resignation) conditional on:

a. Payment of contributions in accordance with this Agreement;

b. Compliance with the terms of this Agreement;

4. The Syndicate Manager shall;

a. Collect and record all contributions and place and record Syndicate bets;

b. record each Member’s stake in the Syndicate;

c. determine the numbers for the Syndicate bets;

d. place the Syndicate’s bets on the Tuesday and/or Friday of each week.

5. Members shall share wins in direct proportion to their respective percentage entitlement.

6. A Member shall pay to the Syndicate Manager his/her contribution not less than 2 weeks in advance of the relevant day referred to in 4 (e) above and the contributions will be held on trust by the Manager for the Members.

7. For the avoidance of doubt, no Member shall share in a win where the Member did not make timely payment of his/her contribution to that winning bet.

Signed by the Manager & Members this day of 200

Witnessed by:
(Full name and address)

SCHEDULE OF MEMBERS

NAME % OF PRIZE DATE JOINED DATE LEFT Signature of Member Signature of Manager

Private Investigators

Dr. Watson and his companion, Sherlock Holmes, have previously featured in this site HERE. They had a conflicted relationship with the police but were, emphatically, independent. If they were now to move from Baker St. to Pembroke St., say, they would possibly require a licence from the Private Security Authority.

The Authority was established by the Private Security Services Act 2004.

It defines a “private investigatorâ€? as follows:

“private investigatorâ€? means a person who for remuneration conducts investigations into matters on behalf of a client and includes a person who—

(a) obtains or furnishes information in relation to the personal character, actions or occupation of a person or to the character or kind of business in which a person is engaged, or

(b) searches for missing persons;

This is very general and might extend to Sherlock Holmes if not to Dr. Watson himself. The doubt lies in the question of remuneration. I do not recall payment ever having been made to Holmes and Dr. Watson never got paid.

As chance would have it they would, in queuing for their licences, find themselves in the company of “bouncersâ€? who are defined as follows:

“door supervisorâ€? means a person who for remuneration, as part of his or her duties, performs any of the following functions at, in or in the vicinity of any premises or any other place where a public or private event or function is taking place or is about to take place:

(a) controlling, supervising, regulating or restricting entry to the premises or place,

(b) controlling or monitoring the behaviour of persons therein,

(c) removing persons therefrom because of their behaviour;

This is reasonably specific. It is, however, clearly dependent on “premisesâ€? and “eventsâ€?. The requirement to be licenced (advertising excepted) is contingent on those elements being present.

Not so for Holmes. He would require his licence if he agreed to “conduct investigationsâ€?, which he often did following his first meeting with the client.

We know what was notable about the Holmesian “investigationsâ€? but the Holmesian methods are not a requirement for the obligation to be licenced to arise. Section 3 of the Act exempts, inter alia, Gardai and Defence force personnel from the provisions of the Act.

Exemptions aside, anyone who “conducts investigationsâ€? for a client, for remuneration, is required to have a licence.

That appears to include, road traffic accident investigators, other accident investigators, forensic auditors and planning consultants, does it not?

When did you stop beating your wife?

Giving evidence carries risk. A general medical practitioner may find s/he is asked whether the injury was to the ulna or the radius. If this causes the witness difficulty it is a demonstration of Murphy’s law. The ulna and the radius are bones in the arm. If your arm is broken you will in all likelihood be treated in a hospital. A hospital setting facilitates continued familiarity with the bony structure of the arm. In general medical practice detailed knowledge of human anatomy may recede with graduation and the conclusion of training. (It should not but it might, understandably.) So, patient X has a broken arm; it was treated in a hospital and the patient attends the general practitioner for prescription purposes. The doctor’s record of attendances and complaints are relevant.

If the doctor attends to give evidence (an unlikely event in Ireland in current times) s/he will consult with the lawyer of patient X before giving evidence. The discussion is about attendances and complaints. Nobody mentions the name of the bone that was broken. Its name is not relevant. Nevertheless, that very same lawyer is the person most likely to ask the question of the doctor; was it the ulna or the radius? The lawyer assumes the doctor knows and remembers everything related to the practice of medicine. This is obviously unreasonable but is a necessary assumption to, say, carry the lawyer through a series of questions that have not been properly considered by the lawyer.

The consequence is the (minor) embarrassment of the doctor, sitting exposed in the witness box, and revealed as not being able to distinguish the ulna from the radius.

What lawyer knows everything related to the practice of law? None.

Circumstantial evidence

There is a perception that circumstantial evidence is inferior to direct evidence. That perception is wrong but its articulation often conceals a deeper problem; the ability to understand the relationship of one fact to another fact is a variable and is dependent on the discovery of that factual relationship, by society, and, fortuitously, intelligence in the individual to make the discovery his/her own.

To prove something is to undertake a more or less difficult task. The first requirement is the formulation of the proposition to be proved. Usually, in criminal law, the obligation to make reference in the charge or summons, to the law allegedly breached, compels the production of a statement of, or at least an allusion to, the prosecution’s objective; to prove the necessary facts to support the charge.

In civil or criminal law, having determined what facts need to be proved, the available evidence needs to be viewed (or re-viewed), considered, assessed and, where necessary and possible, supplemented.

A straightforward case might involve the evidence of an eyewitness. If the eyewitness evidence is to the effect that the accused (in a criminal trial) was seen committing the crime, that is direct evidence of the facts needed to be proved. This kind of evidence is common in crimes of violence, often coming from the victim. If the victim has died (as happened HERE) there is a special rule in the law of evidence permitting the admission of the statement of the deceased into evidence notwithstanding it will be hearsay evidence.

Fingerprints are a form of circumstantial evidence. Only with the discovery that a person’s fingerprint is unique to that person could the significance of a fingerprint as evidence be appreciated. (The preceding statement is not accurate; for many people understanding something is a social thing, they are persons of convention. Conventional knowledge is all they know. Only when a thing is generally known is it known).

What is proved by the production of fingerprint evidence? Usually something banal; that the person was in a particular location or touched a particular object or surface. It is usually banal because the proof of such matters will often imply nothing suspicious. We leave our fingerprints everywhere we go. What is required is a circumstance in which the fingerprint is found in a place where we deny we went or where we were not authorised to be. It is the circumstances that give the meaning to the fingerprint evidence.

Arguably, the distinction between direct and circumstantial evidence is not real. Very little evidence of any kind stands on its own without explanation. With direct evidence the explanation may be more of a tacit than express kind, but it will be there somewhere.

In a criminal trial the state of mind of the defendant is relevant. For the prosecution this implies the need to prove motive. The proof of a motive may lie in financial records. Such records are circumstantial evidence of the motive, as opposed to the financial situation. In either event, an explanation will be required to be given with the evidence irrespective of the objective of the prosecution in tendering the evidence.

Prosecutorial wrongdoing aside, evidence is intended to be coherent and full. If it lacks these qualities it is questionable whether the burden of proof has been discharged, whether beyond a reasonable doubt or on the balance of probabilities.

In a case based on circumstantial evidence that evidence may be more likely to have the qualities of being coherent and full than, say, visual identification evidence which is definitely in the category of “directâ€? evidence. (Visual identification evidence is notoriously prone to error by the witness).

Back Injury

The Safety, Health and Welfare at Work Act 2005 repealed and replaced The Safety, Health and Welfare at Work Act 1989. Each act made provision for the making of regulations by the Minister. The regulations made under the 1989 act were continued in force as follows:

(4) Subject to subsection (3), in so far as any instrument (including any order or regulation) made or issued and any other thing done under an existing enactment set out in Part 1 of Schedule 2 is in force immediately before the repeal of such enactment by subsection (2) could have been made, issued or done under a corresponding provision of this Act, it shall not be invalidated by the repeals effected by subsection (2) but, except in so far as this Act otherwise provides, shall continue in force as if made, issued or done under this Act.

The duties of employers can be seen HERE.

The Minister did make specific provision by regulation for the duties of employers to avoid injury to employees in the lifting of weights and loads. The regulation reads as follows:

Every employer shall–

( a ) take appropriate organisational measures, or use the appropriate means, in particular mechanical equipment, to avoid the need for the manual handling of loads by his employees,

( b ) where the need for the manual handling of loads by his employees cannot be avoided, take appropriate organisational measures, use appropriate means or provide his employees with such means in order to reduce the risk involved in the manual handling of such loads, having regard to the factors specified in the Eighth Schedule,

( c ) wherever the need for manual handling of loads by his employees cannot be avoided, organise workstations in such a way as to make such handling as safe and healthy as possible, and–

(i) assess the health and safety conditions of the type of work involved, and in particular examine the characteristics of loads, having regard to the factors specified in the Eighth Schedule, and

(ii) take care to avoid or reduce the risk, particularly of back injury, to his employees, by taking appropriate measures, considering in particular the characteristics of the load, the physical effort required, the characteristics of the working environment and the requirements of the activity, taking account of the factors for the manual handling of loads specified in the Eighth Schedule, and

( d ) without prejudice to the provisions of Regulation 11, ensure that those of his employees who are involved in manual handling of loads receive general indications and, where possible, precise information on

(i) the weight of each load, and

(ii) the centre of gravity of the heaviest side when a package is eccentrically loaded.

For information on Personal Injury claims see HERE.

Quarries

Section 261 of the Planning and Development Act 2000 made special provision for the control of quarries. A quarry is as defined in the Mines and Quarries Act 1965.

On the coming into force of Section 261 (on 28th April 2004) a quarry to which Section 261 applied (most quarries), had to be registered with the local planning authority within one year of 28th April 2004. Failure to register rendered the quarry an unauthorised development. “Registrationâ€? refers to the supply of the required information, not the entry on the register. (S. 261 (10) (a)).

The section set out the information which had to be supplied on registration, with provision for the planning authority to make further enquiries. Failure to provide the further requested information also will render the quarry an unauthorised development.

Under S. 261 (12) provision was made as follows:

(12) The Minister may issue guidelines to planning authorities regarding the performance of their functions under this section and a planning authority shall have regard to any such guidelines.�

The Minister has issued guidelines to the planning authorities on quarries. The guidelines emphasise that “registrationâ€? does not authorise an unauthorised development.

Under S. 261 (7) provision was made, in respect of quarries the “extracted areaâ€? of which was greater than 5 hectares; or was on a European site or other protected site; and that commenced operation before 1st October 1964; and would be likely to have significant effects on the environment, for the planning authority to require, within one year of registration, that the owner apply for a planning permission and to submit an environmental impact statement.

The effect of Section 261 of the Planning and Development Act 2000 is to establish a baseline for the operations of registered quarries. (Assuming the information furnished with the “registrationâ€? is accurate). The public may compare the current operation of any quarry with the details in the register (which details relate to a period in 2004) and they or the planning authority may take action if the comparison shows intensification of use.

Criminal Legal Aid

The greater proportion of criminal proceedings in Ireland is conducted in the District Court. The jurisdiction of the District Court is limited in the penalties it may impose. It is a court of summary jurisdiction. Summary jurisdiction means that the court may, pursuant to statute, deal with the charge against the defendant without recourse to a jury trial.

Under Article 38 of the Constitution of Ireland, a trial of an offence, which is not a minor offence, must be before a jury. Therefore, to invoke the summary jurisdiction of the District Court an offence must be a minor offence. There is no settled definition of a minor offence. It has been accepted by the Supreme Court that an offence attracting a maximum of 12 months in jail is a minor offence. The Supreme Court, obversely, has declared that an offence attracting a maximum of 2 years in jail is not a minor offence. (Mallon v Minister for Agriculture, Food and Forestry [1996] 1 IR 517).

In a summary trial of a non-minor offence, the District Court’s sentencing power is limited to 12 months’ imprisonment and a fine of €1,270 ( s.17 of the Criminal Justice Act 1967).

However, it is open to a District Court judge to impose a sentence consecutive to a previous sentence, subject to a limit of two years in total. (Section 5 of the Criminal Justice Act 1951 (as amended by s. 12(1) of the Criminal Justice Act 1984)).

Solicitors predominate in the supply of defence legal representation in the District Court. Typically the solicitor is on the Legal Aid panel. In the major cities he/she may specialise in criminal law practice, effectively to the exclusion of other types of business.

Where the court accedes to a request to certify an entitlement to Legal Aid for a defendant, it will almost invariably assign the solicitor of the defendant’s choice. In The State (Freeman) v. Connellan [1986] I.R. 433 the High Court found that the placing on the defendant of an onus to establish why he wanted a particular solicitor was “unnecessarily and unreasonably restrictive”.

A summary charge is not always a straightforward one. In addition, a trial may involve the consideration of many charges against a defendant. Where the defendant is paying for his/her defence and can afford the expense, it is open to him/her to engage the services of a barrister experienced in criminal law proceedings, in addition to the solicitor.

However, where the defendant is entitled to Legal Aid and has chosen his/her solicitor for representation in summary proceedings, under Section 2 of the Criminal Justice (Legal Aid) Act, 1962, he/she is not entitled to representation by a barrister.

This was the issue in Carmody v Minister for Justice, Equality and Law Reform [2005] IEHC.

The court found that as a matter of probability, a defendant will be afforded a fair trial in summary proceedings in the District Court while represented solely by a solicitor.

The Plaintiff had sought a declaration of incompatibility of Section 2 of the Criminal Justice (Legal Aid) Act, 1962 with the European Convention on Human Rights, specifically articles 5, 6 and 14 of the Convention and article 1 of Protocol No. 11. The court found that the substance of the Plaintiff’s claim was in respect of the right to a fair trial provided under article 6.

The court declined the declaration of incompatibility and went on to find that Section 2 of the Criminal Justice (Legal Aid) Act, 1962 was not in breach of the provisions of the Irish constitution specifically Articles 38.1, 40.1, 40.3.1, 40.3.2, and 40.4.1.

Yahoo!

Jerry Yang of Yahoo did not need to read the judgment of the House of Lords in Walford v Miles (1992) 2 AC 128 to appreciate the principles of commercial negotiations.

Lord Ackner remarked in the case:

[a party] “ …to the negotiations is entitled to pursue his (or her) interest, so long as he avoids making misrepresentations. To advance that interest he must be entitled, if he thinks it appropriate, to threaten to withdraw from further negotiations or to withdraw in fact, in the hope that the other party may seek to reopen the negotiations by offering him improved terms.â€?

Case Management is here

Judicial Case Management is a system designed to identify and define issues in dispute and to reduce delays, costs and unnecessary pre-trial activities.

It currently operates in the Irish Commercial Court.

It was in operation in the case of Barings plc & anor v Coopers & Lybrand & Ors 2001] EWCA Civ 1163 when the Court of Appeal delivered the following remark:

We heard submissions from Mr Bathurst QC and Mr Aldous QC for Barings Singapore and Barings London respectively. Those submissions had a distinctly old-fashioned flavour. They started with the submission that no rules of court or new practice (such as judges reading the papers in a case before submissions are made to them) could turn inadmissible evidence into admissible evidence. With that, of course, we agree. They further submitted that the decision as to what to pre-read was more than a mere case management decision and, if it was wrong, this Court should be prepared to reverse it.�

The issue arose because the trial judge was going to read certain documents before the commencement of the trial. Those documents contained inadmissible material.

Under the rules of evidence inadmissible material is, by definition, inadmissible.

The Court of Appeal subscribed to the principle that inadmissible evidence should not be admitted. It also subscribed to the principle that the rules of evidence could not be changed by rules of court or practice. It was the citation of those principles that, it suggested, “had a distinctly old-fashioned flavour.â€?

Nonetheless, it went on to endorse the decision of the judge to read the material.

The case illustrates the implications of substantial procedural change: it can bring with it a pressure to change the law, in this case, of evidence.

That may be necessary, but it should not happen “sub rosa”

Case management has arisen for a number of reasons. For the current subject under consideration it is evidence of dissatisfaction with formal legal proceedings for the resolution of some disputes. The judiciary has responded by introducing case management and some other techniques.

Only time will tell whether this will work out for the best. Some disputes with great potential seriousness seem not capable of resolution by court proceedings, satisfactorily, at least. Often these show great efforts by participants to help resolve the situation.

This natural inclination to do the right thing can be seen in the history of a case HERE
where full credit is due to the High Court judge for his humane approach to his job.